The Musculo-Elastic Theory of anorectal function and dysfunction
PETER PETROS (*) - MICHAEL SWASH (**)
(*) Royal Perth Hospital, University of Western Australia
(**) Dept of Neurology, The Royal London Hospital, London, UK
Abstract:The Musculoelastic Theory of anorectal function and dysfunction states "Anorectal dysfunction in the female is mainly caused by
lax suspensory ligaments inactivating anorectal muscle forces". Anorectal closure. The rectovaginal fascia inserts into perineal body, levator
plate (LP) and the uterosacral ligaments . Contraction of levator plate stiffens rectovaginal fascia and both walls of rectum. Contraction of
longitudinal muscle of the anus (LMA) against the uterosacral ligaments stretches the rectum around a contracted puborectalis muscle, to create
the anorectal angle and closure. Defaecation. Puborectalis relaxes. Posteriorly acting LMA/LP vectors open out the anorectal angle; forward
contraction of the pubococcygeus vector stiffens the perineal body, and anterior wall of anus; the rectum empties.
Pathogenesis. Is similar to that described by the Integral Theory 1 for urinary incontinence: damaged ligaments decrease the force of opening
and closure vectors. Surgery according to this theory. Reinforcement of damaged ligaments with precisely implanted polypropylene tapes
restores structure and function.
Key words: Fecal incontinence, Constipation, Ligament laxity, Connective tissue, Anatomy, Integral Theory.
EXISTING CONCEPTS FOR NORMAL ANORECTAL
FUNCTION.
The mechanics of defecation and fecal continence are
poorly understood. Valvular theories for continence 2 rely
on raised intra-abdominal pressure to force the anterior wall
of the rectum downwards to close off the anorectal junction.
Such theories are not consistent with EMG and radiological
data which suggest a striated muscle sphincteric
mechanism.3
It has been demonstrated that puborectalis and
external anal sphincter muscles contract during effort, indicating
a role for both in fecal continence.4 The internal anal
sphincter is also said to be important for feces continence.5 The mechanism of defecation is even more poorly understood.
According to one description,3 feces enter the anal
canal, stimulate stretch receptors and produce the urge to
defecate. The internal and external anal sphincters relax,
decreasing the pressure within the anus.
The rectum contracts
and with the assistance of raised intraabdominal pressure
(Valsalva) expels the feces. Shafik 6 suggested an active
muscular mechanism for anorectal opening and closure. In
his proposal, during straining, the puborectalis, acting as the
upper part of a triple loop system, contracts to close off the
anal canal. No role is assigned by Shafik for levator plate
contraction during anorectal closure. According to Shafik,
during defecation, the puborectalis muscle relaxes, the levator
plate contracts, and the "suspensory sling" lifts upwards
to open out the anorectal canal prior to evacuation by rectal
detrusor contraction.
MAJOR EXISTING HYPOTHESES FOR CAUSATION
OF FECAL INCONTINENCE (FI)
Major hypotheses advanced for fecal incontinence causation
include damage to the external anal sphincter (EAS),
stretch-related pudendal nerve damage 7 and internal anal
sphincter (IAS) injury.5
These causes are by no means
exhaustive. Bharucha,8 in a recent review article quoted the
following causes: Anal sphincter weakness Injury: obstetric
trauma; Related to surgical procedures (e.g., hemorrhoidectomy
internal sphincterotomy, fistulotomy, anorectal
infection); Nontraumatic: scleroderma, internal sphincter
thinning of unknown cause; Neuropathy stretch injury:
obstetric trauma, diabetes mellitus; Anatomical disturbances
of pelvic floor: fistula, rectal prolapse, descending perineum
syndrome; Inflammatory conditions: Crohn's disease, ulcerative
colitis, radiation proctitis; Central nervous system disease:
dementia, stroke, brain tumors, spinal cord lesions,
multiple system atrophy (Shy Drager's syndrome), multiple
sclerosis; Diarrhea: Irritable Bowel Syndrome, postcholecystectomy
diarrhea.
The majority of the above "causes" would appear to implicate
either the external or internal anal sphincter in causation,
or a disturbance of the stretch receptors or their cortical
control paths. The Muculo-Elastic Theory concerns mainly
the "idiopathic group".
Like the nerve damage theory,7 the Musculo-Elastic Theory
attributes bowel and bladder dysfunction to muscle insufficiency.
Unlike the nerve damage theory,7 such muscle insufficiency
is deemed mainly consequent upon laxity of the
suspensory ligaments (*), the effective anchoring points of
the closure muscles of urethra and anorectum.
(*) and so it is potentially reversible with ligament repair.
THE COMMON CAUSATIVE RELATIONSHIP BETWEEN ANORECTAL DYSFUNCTION AND OTHER PELVIC SYMPTOMS
In a study published in 1999,9 simultaneous cure of urinary
stress and idiopathic fecal incontinence was observed
in a group of 25 patients following a midurethral sling procedure
performed for cure of stress incontinence. This operation
created a collagenous pubourethral neoligament; only
connective tissue was repaired. Normal internal anal sphincters
were found in 72% of these patients, and normal external
anal sphincters in 100%.9 Three patients from this group
subsequently reported recurrence of their fecal incontinence
simultaneously with occurrence of vaginal vault prolapse
and posterior zone bladder symptoms (Fig.
1)
.
Repair of the
prolapse with a posterior sling in the position of the uterosacral
ligaments (USL) cured the prolapse, the urinary and
the feces incontinence.9
Three hypotheses followed naturally
from that study.
- Both pubourethral and uterosacral ligaments were essential for anorectal closure.
- The same muscles acting against these ligaments for bladder/urethral closure 1 were most likely also involved in anorectal closure.
- Damaged connective tissue was most likely a major
cause of both urinary and idiopathic fecal incontinence, as
only connective tissue was repaired.
THE DYNAMIC ANATOMY OF ANORECTAL FUNCTION AND DYSFUNCTION ACCORDING TO THE MUSCULO-ELASTIC THEORY
According to this theory, co-ordinated muscle forces acting against competent suspensory ligaments selectively open or close the anorectal tube. It is damage to these ligaments and their fascial attachments which cause continence and evacuation problems.
THE KEY LIGAMENTS OF THE PELVIC FLOOR (Figs. 2, 3)
The Pubourethral Ligament (PUL)
The pubourethral ligament (PUL) originates from the
lower end of the posterior surface of the pubic symphysis,
and descends like a fan to insert medially into the midurethra
and laterally into the pubococcygeus muscle.11, 12
PUL
is the effective anchoring point for m.pubococcygeus and
levator plate.
The Arcus Tendineus Fascia Pelvis (ATFP)
The ATFP arises just superior to the pubourethral ligament
(PUL), and inserts into the ischial spine.
The vagina
is suspended across the ATFPs. The muscle forces (arrows,
Fig.
3)
,
tension the ATFP and vagina. The Uterosacral (USL) and Cardinal Ligaments
The uterosacral ligaments (USL) suspend the cervix and apex
of the vagina. USL is the effective anchoring point for the longitudinal
muscle of the anus 'LMA' 13, 14 and through its attachments
to the rectovaginal fascia, levator plate 'LP' (Fig.
3)
.
The
cardinal ligaments "CL", insert into the anterior portion of cervical
ring, and they attach the cervix laterally to the pelvic wall.
The perineal body (PB) is approximately 4 cm long, and it
occupies half the posterior vaginal wall.
Its components are
similar to ligaments, collagen, elastin, smooth muscle blood
vessels nerves, but it also has striated muscle, being attached
to all the superficial and deep perineal muscles.
THE MUSCLES OF THE PELVIC FLOOR (Figs.
2, 3)![]()
There are 3 layers of muscles (Fig.
2)
.
Upper layer. The anterior part of pubococcygeus muscle
(PCM) inserts into the lateral part of the distal vagina, and
contracts forwards against PUL and the perineal body (PB).1 The levator
plate complex (LP) inserts into the posterior wall of the rectum, and it stretches
the organs backwards.1 It acts against PUL, USL, and PB (Fig.
3). ![]()
Middle layer. The longitudinal muscle of the anus (LMA)
connects levator plate, pubococcygeus and puborectalis to the
external anal sphincter.13, 14 It creates a downward vector, which
acts against USL, (Fig
3). ![]()
The puborectalis muscle (PRM)
originates just medially to PCM. It is closely applied to the
lateral walls of the rectum and inserts into its posterior wall.
As well as its pivotal role in anorectal closure, the puborectalis
muscle is the voluntary muscle activated during 'squeezing'
when it elevates the whole levator plate (LP) and also, rectum,
vagina and bladder (see X rays, study No 1, in this issue).
Lower (anchoring) layer. The perineal body is the key
anchoring point for contraction of bulbocavernosus and the
external anal sphincter (EAS). The deep transverse perinei
stabilizes the perineal body laterally. As well as being a
sphincter in its own right, the EAS is the tensor of the
perineal body and principal insertion point of the longitudinal
muscle of the anus. The bulbocavernosus stretches and
anchors the perineal body. Between EAS and the coccyx is
the postanal plate, a tendinous structure which also contains
striated muscle. It is proposed that the internal anal sphincter'
role is limited to creating water and air-tight closure.
A new dynamic musculoelastic sphincter for anorectal
closure (Fig.
3). ![]()
A new dynamic musculoelastic sphincter for anorectal
closure (Fig.
3).
The backward/downward muscle forces
('LP/LMA' arrows) stretch the rectum and rectovaginal
fascia (RVF) around a contracted puborectalis muscle (PRM)
to create the anorectal angle, and anorectal closure. Contraction
of the forward force ('PCM' arrow) and perineal membrane
muscles, tension and stabilize the perineal body (PB)
and anterior wall of anus. Contraction of the external anal
sphincter (EAS) creates a firm anchoring point for LMA,
constricts the lower end of the anal canal, and tensions the
perineal body. A similar mechanism closes urethra and bladder
neck (Fig.
3). ![]()
Opening (defecation). With reference to Fig. 3, PRM
relaxes. Anorectal stretch and volume receptors initiate a
defecation reflex. Levator plate (LP) contraction stretches
the posterior rectal wall backwards to full extension against
the perineal body, and uterosacral ligament (USL). LMA
(downward vector) contracts against the uterosacral ligament
'USL', to open out the tensioned posterior wall and anorectal angle (broken lines, Fig.
3). ![]()
Forward contraction
by pubococcygeus 'PCM' 'splints' the perineal body and
anterior anal wall to convert the anus to a semi-rigid tube.
This "semi-rigidity" allows the posterior anal wall to be
firmly pulled open, broken lines. This action reduces the
internal resistance of the tube, facilitating the expulsion of
feces during rectal contraction. A similar mechanism opens
out the posterior wall of the urethra during micturition.1
During defecation, we hypothesize that at least initially,
EAS must contract for LMA contraction to open out the
anorectal angle (broken lines, Fig.
3).
EAS then relaxes once
the fecal bolus reaches the lower part of the anus, whereupon
LP contraction would stretch the rectum up over the
bolus, facilitating evacuation.
HYPOTHESIZED ROLE OF THE PUBORECTALIS IN CONTROL OF THE DEFECATION REFLEX
Voluntary puborectalis muscle 'PRM' contraction stretches the anus and rectum like a trampoline, to support the feces bolus, relieving its pressure on the stretch receptors. This decreases the afferent stimuli to the cortex, and so prevents the activation of the defecation reflex.
The role of collagen in anorectal dysfunction. The pelvic
muscles contract against pelvic ligaments to open or close
the anal canal. The main structural element of the pelvic
ligaments is collagen.
Collagen may stretch or weaken with
age or childbirth (circles, Fig. 4)
, or it may be congenitally
weak.15
A muscle requires a firm insertion point to contract
efficiently. As the suspensory ligaments are the effective
insertion points of all three directional forces (arrows, Fig.
3),
both closure (continence) and opening (defecation) may be compromised.
This explains how FI and "constipation"
may co-exist in the same patient. Childbirth may cause dislocation
of the collagenous "glue" connecting the mucosa
to the anal serosa. Mucosal prolapse or anterior wall intussusception
may cause a "motor" type of fecal incontinence by causing a constant stimulation of nerve receptors in the
anal mucosa.
The effect of age and pregnancy on connective tissue
Age-related degenerations of connective tissue superimposed
on childbirth damage explain the late onset of feces
incontinence (FI) in most patients. Connective tissue in the
pelvis is hormonally sensitive 16 and loses elasticity with
age 17 and childbirth.
This may explain the incidence of
FI during pregnancy (hormonal depolymerization of collagen),
after childbirth (connective tissue damage), and in
old age (connective tissue degeneration). Cure of nulliparous
females by reinforcing the pubourethral ligament with
a midurethral polypropylene sling 9 further supports a connective
tissue hypothesis, in this instance, genetic ligamentous
laxity. A relationship between genetic connective tissue
dysfunction and stress incontinence has been previously
described.15
Fecal incontinence
With reference to Fig.
3,
the pubourethral (PUL) and uterosacral (USL) ligaments are the effective anchoring
points for backward muscle force, levator plate (LP), and USL for
the downward muscle force, longitudinal muscle of the anus
(LMA). Laxity in either ligament may invalidate anorectal
closure by the 2 directional muscle forces, LP and LMA
(arrows, Fig.
3).![]()
Minor degrees of inadequate closure may lead to leakage
of wind; greater degrees to liquid or solid feces incontinence.
Clearly a severely damaged external anal sphincter
muscle may also cause FI.
This is a different type of FI
to that proposed by this theory, and will not be cured by
using implanted tapes to repair damaged suspensory ligaments,
Fig.
5 . ![]()
In addition to weakening its direct sphincter
effect, a damaged EAS would invalidate the rotation of
rectum around anus required to create the anorectal angle
and watertight closure.
Bowel emptying disorders
With reference to Fig.
3,
laxity in the suspensory ligaments, may weaken the forces stretching open the
posterior anorectal wall (downward/backward arrows, 'LP/ LMA'),
so the canal may not be fully stretched open during defecation.
Laxity or rupture of the rectovaginal fascia (rectocoele)
or perineal body may also prevent the levator plate from
stretching the rectal wall into a semi-rigid structure. Inability
to open out the tube may vastly increase the intraluminal
resistance to feces evacuation, given that the resistance
within a tube varies inversely with the 4th power of the
radius, Poiseuille's law. All this may lead to bowel emptying
difficulties, which may lead to straining, which may further
damage the connective tissue, if not the nerve supply of
the organ.
The patient interprets this evacuation disorder as
"constipation". The feces may bulge into the vaginal cavity.
In some instances the patient may need to "manually assist"
evacuation by pressure on the perineal body, or the posterior
vaginal wall. In this context, the role of the perineal body
(PB) is very important. Not only does the PB occupy 50%
of the posterior vaginal wall, it is the main anchoring point
of the rectovaginal fascia, and therefore, levator plate, (Fig.
3),
both critically important for the rectal stretching which precedes evacuation.
Mucosal prolapse and intussusception
with reference to Fig.
4,
there is a close interconnection between the uterosacral ligaments and rectovaginal
and prerectal fascia.
The uterosacral ligaments suspend the fascial
attachments of vagina and anterior rectal wall. Laxity in
the uterosacral ligaments may cause sagging of the anterior rectal walls. Inability to empty may cause straining, and
this, in turn, may cause intussusception of the anterior rectal
wall. Abendstein has reported a high rate of surgical cure
of anterior rectal intussusception with a posterior polypropylene
sling (n = 48) plus repair of rectovaginal fascia and
perineal body, validated by post-operative evacuating proctography
(Part
2, study No 12).
DIAGNOSIS OF DAMAGED CONNECTIVE TISSUE STRUCTURES
Diagnosis of the site of ligamentous damage is made
using the pictorial algorithm (Fig.
1). ![]()
As fecal incontinence
may be caused by connective tissue damage in either the
anterior or posterior zone, the presence of associated urinary
and other symptoms (Fig.
1),
helps designate the zone of damage. The site of damage may be confirmed by vaginal
examination. Even minor degrees of damage may cause FI,
or other pelvic floor symptoms.
TREATMENT OF DAMAGED CONNECTIVE TISSUE STRUCTURES
Non-surgical Treatment
New pelvic floor exercises adding squatting exercises18
and more recently, sitting on a rubber "fitball" instead of
a chair to strengthen the slow-twitch muscles, have demonstrated
an up to 78% improvement in patients with abnormal
bowel symptoms such as constipation. The anatomical
principle underlying these exercises is that strengthening a
muscle also strengthens its ligamentous (or tendinous) insertion
points. Clearly such techniques are contraindicated in
patients with significant organ prolapse.
Surgical Treatment
Based on the Diagnostic Algorithm (Fig.
1)
and
clinical examination, polypropylene tapes are inserted to re-inforce
damaged ligaments, Fig.
5. ![]()
In addition to previous data9 greater than 80% improvement for patients with
FI has been noted by Hocking (Study 9), Petros & Richardson (Studies
No10 & 11), and Abendstein (Study No 12).
CONCLUSION
The theory predicts that lax ligamentous insertion points
may cause suboptimal muscle contraction, and therefore inability to open or close the anorectal tube. According to
Popper's deductive criteria,10 an essential "next step" in the
validation of this theory is the objective demonstration of
the directional muscle vector forces, and their ligamentous
anchoring points, during anorectal closure and opening (defecation)
using X ray video or other dynamic imaging methods;
then to directly test the hypothesis prospectively in
patients with idiopathic fecal incontinence by surgically
implanting polypropylene tapes to reinforce the anterior and
posterior suspensory ligaments.
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- Courtney H. Anatomy of the pelvic diaphragm and ano-rectal musculature as related to sphincter preservation in ano-rectal surgery. American Journal Surgery 1950; 79: 155-173.
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Competing interests: None.
Correspondence to:
Prof. Peter Petros,
E-mail: kvinno@highway1.com.au